Patrick J. Burns, Jr., J.D.
Patrick is our President and co-founder of Advanced Regulatory Compliance, LLC. He is also the managing attorney with the Law Offices of Patrick J. Burns, Jr., P.C., a securities, corporate and employment law firm dedicated to assisting industry members with their legal needs. Mr. Burns received his Juris Doctor degree from Southwestern University School of Law in Los Angeles, California and Bachelor of Business Administration degree from Pace University’s Lubin School of Business in Pleasantville, New York. He began his professional career with a New Jersey based law firm and then worked in a legal and compliance capacity for several financial services firms located in New York City and Los Angeles. During his financial services career, he acquired numerous FINRA and insurance licenses. Mr. Burns is a frequent industry speaker on breakaway broker matters, investment advisory compliance issues and general regulatory matters.